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Patent Law: How do I Secure a Patent?

An inventor in the United States may pursue a patent for his or her invention by filing a patent application with the Patent and Trademark Office (PTO). This application includes a precise and detailed description of the invention, a description of the conception and development of the invention, detailed drawings of the invention, and one or more claims as to what useful function(s) the invention performs. The applicant must also tell the PTO any information relevant to the issue of patentability, including facts that weigh against issuing a patent. There are fees associated with the patent application. The application is then reviewed by a patent examiner in the PTO who has experience with the subject matter of the invention. It may take two years or more for the patent office to rule on the application. While the application is pending, a patent applicant may seek to amend the application or to disclaim a part of it if that part could prevent the patent from being granted.

Patent Application Process

Securing a patent is critical for an inventor wishing to protect his or her right to benefit financially from an invention. The purpose of the patent system is to serve the public interest by encouraging inventors to develop new and useful things and processes, and to ensure public use of the inventions after the patent has expired. A patent application must be prepared with care and precision because it serves the public in at least two ways: it allows the public to use, or "practice," the invention once the patent has expired; it also gives other inventors notice as to which things are, and are not, subject to patent protection.

Patent protection is secured through the filing of an application with the Patent and Trademark Office. There are five basic types of patent applications. These include original, continuation, continuation-in-part, divisional, and provisional applications. An original application, as the name implies, is not based on or tied to any other patent applications before the patent office. A continuation application, by contrast, is based on an existing application, and has many identical components. It is typically used to modify the prior application when processing has been held up. Continuation-in-part applications include additional subject matter and are generally used to protect improvements to the original invention. Divisional applications arise when the patent office determines that the patent application covers more than one invention. Finally, provisional applications are preliminary in nature and are used to secure an earlier filing date for an invention.

Under the federal statute governing patents, a patent application must contain a specification, a drawing of the invention, an oath by the applicant stating that the inventor believes her or she is the first inventor of the item, and a filing fee. The specification is the bulk of the application and contains numerous parts concerning the invention. These parts typically include the application's title, cross-references to related applications, the field or subject area of the invention, background on the "art" of the invention, a summary of the invention, description of accompanying drawings, description of preferred embodiments, claims, and an abstract. Each of these parts should be completed with care, as omissions or errors anywhere in the application can lead to rejection or a limitation of the patent.

The parts of the specification serve various purposes. The title of the invention is the patent examiner's or reviewing court's first clue as to what the invention is or does. Thus, it should be carefully crafted to match the intentions of the inventor. Cross-references put the patent office on notice that this application is closely related to another pending before it, as in the case of continuation, continuation-in-part, and divisional applications. The field of the invention concerns the technical field in which the invention is to be used. The patent examiner will use this information in determining whether the invention meets the requirements of novelty (the invention has not been made before) and nonobviousness (the invention is not an obvious development). Related to this is the background of the art, or background art, section, in which the applicant explains to the patent examiner the problem the invention solves or the process the invention improves. In the summary, the applicant describes the features and advantages of the invention. These features and advantages should relate to the problems or inadequacies addressed in the background art section. The summary must also show that the invention has been "reduced to practice," that is, utilized for its intended purpose. In order to be patentable, the invention must work; its abilities and functions cannot be speculative. Additionally, the vast majority of patent applications will include drawing(s) of the invention. The application should include a brief description of the drawing(s), including the perspective of the viewer observing the drawing.

Because the public will have use of the invention after the 20-year period of the patent has expired, the application must make clear how the invention is to be made and used. This information comes in the description of the preferred embodiments. Here the applicant describes the materials and parts used to make the invention and the precise manner of using it. This section will make frequent referrals to the illustrations and drawings included with the application.

The last major section of the specification is the claims. This section helps the courts and the patent office to determine whether the invention is patentable and what the patent protects. In the claims section, the applicant sets forth in explicit detail the structure of the invention and what it does. Each claim is typically written as a single run-on sentence. The claims section must be carefully drafted so that it describes no more and no less than what the invention is and does. If the claim is too broad, it may be rejected by the patent office. If it is too narrow, it will fail to protect the full rights of the inventor.

The final piece of the specification section is an abstract, which is a single paragraph summarizing the invention. The abstract emphasizes the invention's novel features, and appears on the first page of the patent once it is issued. Application fees vary based on the type of application and the size of the entity pursuing the patent.

Patents are valuable property rights and a cornerstone of the national, and international, economy. Inventors in the U.S. have the right under the Constitution and federal statutes to protect their inventions from infringement for a term, in most instances, of 20 years. This right, however, is only created if the inventor secures a patent for his or her invention. An invention must meet statutory requirements to qualify for patent protection. But even for inventions that do qualify, the protection is only as good as the patent itself. The inventor must have his or her application approved, and the application must lead to a patent that provides the fullest protections to the inventor's creation. As science and technology continue to advance and grow more complex, so too will the patent process. Proper preparation of a patent application requires careful drafting to ensure success. Individuals hoping to protect their inventions are well advised to consult with an experienced patent law attorney. Because the right to pursue a patent expires if an inventor does not file within one year of publicly showing, using, or selling the invention, inventors who have done any of these things should seek legal assistance promptly.

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